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A 15 minute summary of the latest developments in the regulatory laws of the Cayman Islands released on the 15th day of every month.
Simpson Thacher invites you to The Regulatory Roundtable, a quarterly podcast series offering insight from leading regulatory and enforcement lawyers. With increased regulatory scrutiny from the SEC and other agencies, staying on top of regulatory trends has never been more important. This podcast will take you behind the scenes on important policy, exam and enforcement issues affecting funds and the asset management industry. Each episode will feature leading attorneys with deep knowledge o ...
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The Regulatory 15/15
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FATF Plenary Sessions, CIMA Letters, DITC Breach Letters, OECD Mandatory Disclosure Rules and Sanctions Licence
14:10
14:10
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14:10
In this episode, we discuss the latest FATF plenary, CIMA 'Nature of Business' letters, DITC breach letters, OECD's mandatory disclosure rules and Sanctions licence. Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Patrick Head, Partner | +1 345 814 5377 | patrick.head@maples.com | View Bio Tim Dawson, Part…
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The Regulatory Roundtable
1
At the Table: Navigating the Global ESG Regulatory Landscape
30:44
30:44
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30:44
In this episode we discuss global ESG trends and evolving regulatory frameworks, including the recent increase of proposed legislation in the U.S. concerning ESG investments; the SEC climate disclosure rule proposed on March 21, 2022; and the scope of reporting obligations under the EU Sustainable Finance Disclosure Regulation (SFDR), Corporate Sus…
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The Regulatory Roundtable
1
At the Table: Tackling Implementation of ESMA Marketing Guidelines and the SEC Marketing Rule
49:15
49:15
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49:15
In this episode we discuss the emergence of new ESMA marketing guidelines; compliance with the SEC’s new marketing rule coming into effect November 4, 2022; and key takeaways of interest for sponsors operating in the EU and the U.S. Meet Your Episode Three Hosts: David W. Blass, Simpson Thacher Partner; formerly served as General Counsel of the Inv…
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The Regulatory Roundtable
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At the Table: Discussing the SEC’s March Towards Granular Oversight of the Private Funds Industry
40:07
40:07
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40:07
This episode focuses on the SEC’s February 9 proposed rules targeting private equity and private funds; the SEC’s January 26 proposed amendments to Form PF; and the Division of Examinations risk alert published January 27. Meet Your Episode Two Hosts David W. Blass, Simpson Thacher Partner; formerly served as General Counsel of the Investment Compa…
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The Regulatory Roundtable
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At the Table: Diving into the Regulatory Environment for Private Funds Following Chairman Gensler's Recent Remarks
26:32
26:32
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26:32
The first in a series of discussions about complex regulatory, compliance, and enforcement issues at the forefront of industry and regulatory developments, this episode focuses on the SEC’s priorities relating to private funds, including SEC Chairman Gary Gensler’s recent speech at the ILPA Summit; emerging exam trends including document production…
Simpson Thacher invites you to The Regulatory Roundtable, a quarterly podcast series offering insight from leading regulatory and enforcement lawyers. With increased regulatory scrutiny from the SEC and other agencies, staying on top of regulatory trends has never been more important. This podcast will take you behind the scenes on important policy…
