最高の Regulatory ポッドキャスト (2023)

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Regulatory Ramblings

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Regulating Virtual Assets: The Hong Kong Advantage 1:05:17

11d ago1:05:17

1:05:17

EXTENDED PLAY WITH GUEST: DONALD DAY As Hong Kong implements the VATP (Virtual Asset Trading Platforms) licensing regime in June 1, 2023, find out what former SFC-Hongkong's digital assets expert and creator of the rulebook for Virtual Asset Fund Managers and Trading Platforms, Donal Day, has to say. He also co-authored the regulatory framework, te…

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The Regulatory 15/15

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FATF Update, Corporate Governance & Internal Controls, Data Protection and Proposed New Bills 21:53

25d ago21:53

21:53

Check out the Maples Group Regulatory 15/15 Podcast! In-depth updates on the latest Cayman Islands regulatory law developments. In this episode, we discuss the latest on FATF, rules and corporate governance and internal controls (COGS), proposed new bills and data protection. For a comprehensive overview of COGS, please see our legal update, Cayman…

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Regulatory Ramblings

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Unleashing the Potential: Regulation and Innovation in the Digital Asset Era 44:28

25d ago44:28

44:28

Donald Day, chief operating officer of fintech start-up firm VDX, and the former in-house cryptocurrency/digital asset expert at Hong Kong’s capital markets regulator, the Securities and Futures Commission, sits down to chat with Regulatory Ramblings host Ajay Shamdasani. They discuss Donald’s time as a regulator, the importance of broadening the p…

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Line of Defense | A Womble Bond Dickinson White-Collar Defense, Investigations, and Regulatory Enforcement Podcast

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Line of Defense: How Recent Supreme Court Decisions Pave Way for Federal Agency Constitutionality Challenges in Federal District Court 24:16

1M ago24:16

24:16

Listen to the Line of Defense podcast for analysis and implications of the U.S. Supreme Court’s decisions in Axon Enterprise, Inc. v. FTC and SEC v. Cochran. Womble Bond Dickinson attorneys Britt Biles, Lee Van Voorhis, and Michael Clark discuss the jurisdictional holding that paves the way for litigants to challenge the constitutionality of federa…

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Regulatory Ramblings

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The Financialisation Of Everything: Anything that Can be Digitised Can be Financialised 1:19:24

1M ago1:19:24

1:19:24

The “Finansialization of Everything” is a term few have heard of. Yet, personalised financial technology – like cryptocurrencies and blockchain – has the power to alter how people regularly interact. Our guest, Emmanuel Daniel, highlights in his book how emerging FinTech and never-before-seen transactions are fundamentally changing the roles of ins…

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The Regulatory 15/15

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BONUS EPISODE - Failure of Silicon Valley Bank. Background, issues and next steps. 11:51

2M ago11:51

11:51

Check out the Maples Group 15/15 regulatory podcast! In-depth update on the latest Cayman Islands regulatory developments in a more accessible, engaging format. In this special bonus episode, Partner Andrew Wood and Associate Dan Moore in our Hong Kong office discuss the background, issues and next steps following the failure of Silicon Valley Bank…

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Regulatory Ramblings

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The War on Dirty Money: Demystifying Money Laundering 1:26:07

2M ago1:26:07

1:26:07

Central to the United Nations' definition of money laundering is the idea that wherever crime exists, there’s always dirty money. Money laundering is, therefore, the process of handling that dirty money whether from crime or egregious breaches of regulations. It's a definition that Nicholas Gilmour and Tristram Hicks, authors of the new book “The W…

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The Regulatory 15/15

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Updates on Sanctions, CIMA, AEOI & Silicon Valley Bank. CIMA (Amendment) Bill, 2023 19:33

2M ago19:33

19:33

Check out the Maples Group new 15/15 regulatory podcast! Same in-depth update on the latest Cayman Islands regulatory developments in a more accessible, engaging format. In this episode, we discuss the latest on Sanctions including the updated OFSI Monetary Penalties Guidance, AEOI, CIMA refund of fees, CIMA response to industry consultations as we…

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Regulatory Ramblings

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India: The Regulatory Landscape for FinTech, Digital Assets & Payment Systems 1:21:49

2M ago1:21:49

1:21:49

Regulatory Ramblings episode 17 with Aaron Kamath and Purushotham Kittane of the law firm Nishith Desai Associates. Aaron, Bangalore-based leader of the FinTech Law & Policy Practice at firm Nishith Desai Associates, and his colleague Purushotham, speak to Regulatory Ramblings host Ajay Shamdasani about the following: The evolving landscape of fint…

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Regulatory Ramblings

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Kelly-Ann McHugh: The Challenges of Being a Compliance Entrepreneur 56:49

3M ago56:49

56:49

Kelly Ann McHugh is the Singapore-based director for MyCompliance Office for the Asia-Pacific, a provider of solutions to manage conflicts of interest. Having grown up in New Zealand, she ventured beyond its tranquil confines to explore what the rest of the region had to offer. It took her to a career at Thomson Reuters as its APAC director for APA…

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Regulatory Ramblings

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RR-Briefs: New Technologies, New Crises – A chat with Prof Douglas Arner 38:31

3M ago38:31

38:31

In this recently published Regulatory Ramblings Briefs: “New Technologies, New Crises", The University of Hong Kong’s Douglas Arner (Kerry Holdings Professor in Law) sheds light on the cyclical nature of financial crises and emphasizes the importance of understanding the interdependencies within the crypto ecosystem to gain insights into the health…

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The Regulatory 15/15

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FATF Plenary Sessions, CIMA Letters, DITC Breach Letters, OECD Mandatory Disclosure Rules and Sanctions Licence 14:10

3M ago14:10

14:10

In this episode, we discuss the latest FATF plenary, CIMA 'Nature of Business' letters, DITC breach letters, OECD's mandatory disclosure rules and Sanctions licence. Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Patrick Head, Partner | +1 345 814 5377 | patrick.head@maples.com | View Bio Tim Dawson, Part…

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The Regulatory Roundtable

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At the Table: Navigating the Global ESG Regulatory Landscape 30:44

3M ago30:44

30:44

In this episode we discuss global ESG trends and evolving regulatory frameworks, including the recent increase of proposed legislation in the U.S. concerning ESG investments; the SEC climate disclosure rule proposed on March 21, 2022; and the scope of reporting obligations under the EU Sustainable Finance Disclosure Regulation (SFDR), Corporate Sus…

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Regulatory Ramblings

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Oonagh van den Berg: What does it take to be a compliance officer? 1:30:59

3M ago1:30:59

1:30:59

Oonagh Van Den Berg is founder of the compliance consultancy firm VRS (Virtual Risk Solutions) and RAW Compliance, a global compliance social enterprise providing free training and networking for compliance officers. In this episode, she joins Ajay Shamdasani to discuss what it takes to be a compliance officer – in terms of skills, knowledge, and …

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Regulatory Ramblings

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The Money Laundering Dangers of Citizenship-By-Investment Schemes 59:44

4M ago59:44

59:44

Ajay Shamdasani speaks to Ken Rijock, a former banking lawyer turned-career money launderer, turned-compliance officer specialising in enhanced due diligence and financial crime consulting. In this episode, they discuss the anti-money laundering (AML), know-your-customer (KYC) and politically exposed person (PEP) risks associated with citizenship a…

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Regulatory Ramblings

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Special Edition: Regulatory Ramblings Briefs - HKU's LLM Compliance & Regulation 56:17

4M ago56:17

56:17

Invest In Yourself – Study Compliance & Regulation at HKU Law. Syren Johnstone, executive director of The University of Hong Kong’s LLM programme in Compliance & Regulation, talks to Ajay Shamdasani about the degree and its benefits. - How students can take what they’ve learned to improve their career prospects - The programme as a response to cont…

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Regulatory Ramblings

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Unpacking AML and Financial Crime Compliance with ACAMS Senior APAC Leader 1:00:45

4M ago1:00:45

1:00:45

Ajay Shamdasani speaks to Hue Dang, Global Head of New Ventures, and Senior Asia-Pacific Leader, of the Association of Certified Anti Money Laundering Specialists (ACAMS) on AML, and latest developments on financial crime compliance, touching briefly on how the current state of sanctions affect businesses in Asia. In this episode, Hue Dang talks ab…

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Regulatory Ramblings

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Diamonds are Forever…Especially in the Metaverse 1:16:04

5M ago1:16:04

1:16:04

Ajay Shamdasani speaks to Bruno Larvol, co-founder of RXXO.io, a new Web3 startup that operates exclusively in the Metaverse with the aim of bringing the next generation of virtual assets to a wider audience. RXXO diamonds are a digital clone of actual diamonds in the physical world – in essence, the first 'cryptangible' asset tailored to an increa…

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Regulatory Ramblings

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Crypto Fraud Knows No Borders (Part 2) 26:39

5M ago26:39

26:39

Regulatory Ramblings podcast host Ajay Shamdasani continues the conversation with Dorothy Siron (Partner, Zhong Lun Law Firm) on crypto-related compliance and legislation needed after the FTX fallout, public's standard of information to make the right investments, Dubai's success story and more! Dorothy Siron, is the Co-Managing partner of Zhong Lu…

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Regulatory Ramblings

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Crypto Fraud Knows No Borders (Part 1) 31:23

5M ago31:23

31:23

Dorothy Siron, is the Co-Managing partner of Zhong Lun Law Firm’s Hong Kong office. She heads the Litigation and Dispute Resolution practice. Being born and raised in the territory, where she trained as a solicitor, before recertifying in Canada. Dorothy is also a veteran litigator. Her expertise encompasses white collar and financial crime in HK a…

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Regulatory Ramblings

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CBDCs and DeFi: The Road Ahead 1:17:15

5M ago1:17:15

1:17:15

Join us for a discussion on the prospects for central bank digital currencies (CBDCs) and decentralised finance (DeFi) on the latest episode of Regulatory Ramblings with Dr. Oriol Caudevilla. A highly regarded voice on all things crypto and fintech, Oriol is a Fellow at the Singapore University of Social Sciences (SUSS), as well as an Honorary Fell…

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Regulatory Ramblings

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Reflections of an AML Whistleblower: A Chat with Everett Stern 1:32:27

6M ago1:32:27

1:32:27

Around the world, few professions outside of banking and financial services offer those of average intelligence and ability the opportunity to enjoy, at the very least, a middle-class existence. And that’s certainly the case here in Hong Kong and the Asia-Pacific more generally, not just in New York City or London. Yet, it’s also a field where peop…

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Regulatory Ramblings

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China and Transnational Crime 56:31

6M ago56:31

56:31

Authors Channing Mavrellis and John Cassara recently authored the report "China's Role in Transnational Crime and Illicit Financial Flows", delving into mainland China’s role in four different transnational crimes—drug trafficking, counterfeiting and IP theft, human trafficking and wildlife trafficking—as well as the illicit financial flows (IFFs) …

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Regulatory Ramblings

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Bénédicte Nolens: Building a Bridge with CBDC 1:37:00

7M ago1:37:00

1:37:00

We are joined by Bénédicte Nolens, head of the Bank for International Settlements’ (BIS) Innovation Hub (Hong Kong Centre), in a full-length conversation on central bank digital currencies (CBDCs) and the concerns around their legal and compliance issues. In its published report on the mBridge pilot scheme – a multi-CBDC initiative for cross border…

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Regulatory Ramblings

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Angelina Kwan - Hong Kong as a Hub for Virtual Asset Investors 1:37:32

7M ago1:37:32

1:37:32

As Hong Kong officials prepare to unveil new policies aiming to make the city a virtual asset hub, what steps should prospective investors take? Regulatory veteran Angelina A. Kwan (CPA, CA [Aus/NZ]), Chief Executive Officer of Stratford Finance, joins Regulatory Ramblings host Ajay Shamdasani in discussions on the opportunities, procedures and ris…

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Regulatory Ramblings

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Nigel Morris-Cotterill (2): Counter-money Laundering vs. Anti-money Laundering: What is the Difference? 41:27

8M ago41:27

41:27

Ajay Shamdasani continues the conversation with Nigel Morris-Cotterill, Financial Crime Risk and Compliance Strategist, on topics including #data replacing #money, #FinTech as a bank, #OnlineCourses as a means for qualification, #FinancialCrimes history and more! www.hkufintech.com/regulatoryramblings HKU FinTech is the leading fintech research and…

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The Regulatory Roundtable

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At the Table: Tackling Implementation of ESMA Marketing Guidelines and the SEC Marketing Rule 49:15

8M ago49:15

49:15

In this episode we discuss the emergence of new ESMA marketing guidelines; compliance with the SEC’s new marketing rule coming into effect November 4, 2022; and key takeaways of interest for sponsors operating in the EU and the U.S. Meet Your Episode Three Hosts: David W. Blass, Simpson Thacher Partner; formerly served as General Counsel of the Inv…

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Regulatory Ramblings

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Nigel Morris-Cotterill (1): Counter-money Laundering vs. Anti-money Laundering: What is the Difference? 24:56

8M ago24:56

24:56

Why are money laundering criminals constantly ahead of authorities? In this episode of Regulatory Ramblings, Ajay Shamdasani is joined by Nigel Morris-Cotterill, counter-money laundering strategist and financial crime author, in a discussion on the underlying causes of money laundering offences happening around the globe. As criminals aim to concea…

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Regulatory Ramblings

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Urszula McCormack (2): Hong Kong's Digital Asset Compliance Challenges 41:04

9M ago41:04

41:04

Part 2 of "Hong Kong's Digital Asset Compliance Challenges" continues with Urszula McCormack in a range of topics, from CBDCs to the degree of privacy of digital asset functions, cross border payments to Southeast Asian and Middle Eastern countries adopting more robust systems, RegTech and more! Questions addressed in this interview include: What a…

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Regulatory Ramblings

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Urszula McCormack (1): Hong Kong’s Digital Asset Compliance Challenges 41:51

9M ago41:51

41:51

The advent of digital assets has taken an interesting path. These days, DeFi (decentralized finance), NFTs (non-fungible tokens) and CBDCs (central bank digital currencies) are the concepts and acronyms that are en vogue. Indeed, it now seems passe to speak of the genesis of it all in 2009, when someone named "Satoshi Nakamoto" released a paper ent…

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Regulatory Ramblings

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Henri Arslanian (2): Tectonic Times: FinTech, Crypto and a Cashless Future 28:05

10M ago28:05

28:05

While crypto makes headway in places like Dubai, decisions on regulating digital assets in the APAC region seem stagnant. Hong Kong was the birthplace of many of the world's leading crypto companies. Many of them have now expanded to other jurisdictions. As an external member of the SAR's Securities and Futures Commission’s FinTech Advisory Group, …

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Regulatory Ramblings

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Henri Arslanian (1): Tectonic Times: FinTech, Crypto and a Cashless Future 30:21

11M ago30:21

30:21

Cryptocurrencies and FinTech are the dish du jour these days, but what does the future hold for such financial innovations? The global market for FinTech is expected to reach US$332.5 by 2028 billion from US$112.5 billion today. As for virtual currencies, the global crypto market size was valued at US$1.49 billion in 2020, with expectations of hitt…

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Regulatory Ramblings

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Ron Yu/Fred Chan (2): NFT Risks: The Dangers of the Unknown 44:06

11M ago44:06

44:06

In our second-part interview with Tarid.IO Directors Ron Yu and Fred Chan, the conversation continues on the risks associated with NFTs such as smart contract drafting and law firms' ability to address all legal challenges relating to cybersecurity, privacy and intellectual property . Has the impact of technological innovation, on an often technoph…

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Line of Defense | A Womble Bond Dickinson White-Collar Defense, Investigations, and Regulatory Enforcement Podcast

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The Role of Antitrust Law and Enforcement in the Biden Administration 31:16

11M ago31:16

31:16

On the latest episode of Line of Defense, Womble Bond Dickinson Partners David Hamilton and Britt Biles spoke with Dr. Christina DePasquale, an Associate Professor at Johns Hopkins University’s Carey Business School, about the Biden Administration’s priorities in antitrust enforcement and the philosophy behind those priorities.…

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Regulatory Ramblings

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Ron Yu/Fred Chan (1): NFT Risks: The Dangers of the Unknown 39:15

12M ago39:15

39:15

Non-fungible Tokens (NFTs) have been at the centre of crazed investment with trade hitting $17 billion last year, a 21,000% increase from 2020. While the potential rewards in the NFT marketplace may be tempting, the current risks involving ownership, verification, law and security cannot be overlooked. Tarid.IO directors Ron Yu and Fred Chan put fo…

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Regulatory Ramblings

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Bill Majcher (2): Financial Crimes - An Undercover Agent's Perspective 35:57

12M ago35:57

35:57

What good is catching the bad guys if the smart ones get away? In Part 2 of “Financial Crimes: From An Undercover Agent’s Perspective”, Bill Majcher shares his experience from baiting money-laundering lawyers on covert-operated yachts to infiltrating organised crime families to find out their next move and prevent the big fish from slipping through…

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Regulatory Ramblings

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Bill Majcher (1): Financial Crimes - An Undercover Agent's Perspective 28:46

1y ago28:46

28:46

With a storied past that reads like a Hollywood screenplay – Bill Majcher has lived it. After 23 years with the Royal Canadian Mounted Police, he retired with the rank of Inspector. For two decades as a Mountie, he was an undercover operative that infiltrated drug cartels, and engaged with terrorist and extremist groups operating globally. For exte…

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Line of Defense | A Womble Bond Dickinson White-Collar Defense, Investigations, and Regulatory Enforcement Podcast

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A Conversation with the SEC Director of Enforcement 25:52

1y ago25:52

25:52

In April 2022, the Women’s Bar Association of the District of Columbia, along with the Hispanic Bar Association of the District of Columbia and the Asian Pacific American Bar Association of the District of Columbia, hosted a very special event with Gurbir Grewal, the Director of Enforcement at the U.S. Securities and Exchange Commission (“SEC”). At…

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Line of Defense | A Womble Bond Dickinson White-Collar Defense, Investigations, and Regulatory Enforcement Podcast

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A Conversation with Britt Biles and Luke Cass on DOJ’s Corporate Criminal Enforcement 18:14

1y ago18:14

18:14

Join Womble Bond Dickinson partners Britt Biles and Luke Cass for a conversation on the Department of Justice’s efforts on corporate criminal enforcement, financial fraud and other enforcement areas. With a 10% increase in white collar crime prosecutions in 2021, what is the current enforcement climate and what’s ahead?…

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The Regulatory Roundtable

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At the Table: Discussing the SEC’s March Towards Granular Oversight of the Private Funds Industry 40:07

1+ y ago40:07

40:07

This episode focuses on the SEC’s February 9 proposed rules targeting private equity and private funds; the SEC’s January 26 proposed amendments to Form PF; and the Division of Examinations risk alert published January 27. Meet Your Episode Two Hosts David W. Blass, Simpson Thacher Partner; formerly served as General Counsel of the Investment Compa…

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Line of Defense | A Womble Bond Dickinson White-Collar Defense, Investigations, and Regulatory Enforcement Podcast

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A Conversation with Brian Miller, Special Inspector General for the Pandemic Recovery 39:19

1+ y ago39:19

39:19

Join Womble Bond Dickinson partners Britt Biles and Luke Cass for a conversation with Brian Miller, the Special Inspector General for Pandemic Recovery. In addition to discussing the work his office is doing to oversee COVID-19 economic relief funds, Special Inspector General Miller speaks more broadly about the role of inspectors general, their au…

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The Regulatory Roundtable

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At the Table: Diving into the Regulatory Environment for Private Funds Following Chairman Gensler's Recent Remarks 26:32

1+ y ago26:32

26:32

The first in a series of discussions about complex regulatory, compliance, and enforcement issues at the forefront of industry and regulatory developments, this episode focuses on the SEC’s priorities relating to private funds, including SEC Chairman Gary Gensler’s recent speech at the ILPA Summit; emerging exam trends including document production…

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The Regulatory Roundtable

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Welcome to The Regulatory Roundtable 0:46

1+ y ago0:46

0:46

Simpson Thacher invites you to The Regulatory Roundtable, a quarterly podcast series offering insight from leading regulatory and enforcement lawyers. With increased regulatory scrutiny from the SEC and other agencies, staying on top of regulatory trends has never been more important. This podcast will take you behind the scenes on important policy…

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