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The FinReg experts are back to discuss Gary Gensler’s announcement that he will step down from his SEC chair role in January and what it means for FinReg going forward as they discuss the impact on traditional markets, crypto and who might fill the role. Hosted on Acast. See acast.com/privacy for more information.…
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The FinReg experts are back to discuss the latest goings on with Europe’s operational resiliency regulation DORA, along with talking T+1, SAB 121, the Draghi report and some of the takeaways from the recent run of industry conferences. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back to discuss what happens to ongoing regs in the US and Europe during an election year, along with previewing our upcoming live show in Stockholm on 5 September. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back to discuss settlement cycle reduction in depth, from the impending US move – and the most pressing matters in the build up – to the UK eyeing its own move and recent updates from Europe. A sprinkling of operational resilience, ESG and crypto are also added in for good measure. Hosted on Acast. See acast.com/privacy for m…
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The FinReg experts are back for a new season, and what better way to kick things off than discussing the culmination of a theme that ran through our first four seasons – the Bitcoin ETF – and to quote Jamie Dimon at Davos, our FinReg experts are fully ready to “stop talking about this sh**”. Hosted on Acast. See acast.com/privacy for more informati…
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The FinReg experts are back for the last episode of series four where they discuss the most prominent regulatory themes through a game of ‘Santa or Scrooge’ plus highlight recent developments during a busy fourth quarter for updates. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts catch up on a couple of months of finreg news, pointing out how the US SEC has been particularly busy, while checking in on digital assets, ESG and settlement cycles. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back alongside a special guest – Ben Pott of BNY Mellon - to catch you up on the latest financial regulation news and dive into the discussion of regulatory divergence between the UK and EU. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts get carried away talking about artificial intelligence, ETFs and research unbundling before turning their attention to ‘ESG month’ as the theme of this episode. Hosted on Acast. See acast.com/privacy for more information.
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There was a lot to unpack in the latest FinReg episode including CSDR refit, Bitcoin ETF applications, MiFID revisions, SEC no action expiration and, of course, more T+1 updates as the experts get into the timeline and its problems once again. Hosted on Acast. See acast.com/privacy for more information.…
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The FinReg experts are back to catch up on all the latest financial regulatory news, while also getting drawn into discussions over front-to-back-office servicing, AI, and the operational challenges facing buy-side firms. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back to deliver some real talk to the T+1 conversation, where the challenges are appearing to be so significant that real concerns are beginning to arise. The FinReg specialists also discuss the recent Gary Gensler hearings and the latest on MiCA in Europe. Hosted on Acast. See acast.com/privacy for more information.…
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The FinReg experts are back to discuss all the latest goings on in the world of financial regulation, including updates from the SEC, the possible regulatory angles of the Credit Suisse-UBS deal and we talk regulating artificial intelligence as we test ChatGPT for the podcast itself. Hosted on Acast. See acast.com/privacy for more information.…
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The FinReg experts are back to discuss a whole suite of new regulations and updates which have occurred over the past two weeks including a swathe of announcements in the US, the regulatory impact of recent banking collapses, and we touch on T+1 in preparation for our upcoming deep-dive episode. Hosted on Acast. See acast.com/privacy for more infor…
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The FinReg experts are back to discuss a whole suite of new regulations and updates which they deem to be far more impactful than any crypto developments, touching on operational resilience, proxy voting, settlement cycles and a swathe of changes coming out of the US. Hosted on Acast. See acast.com/privacy for more information.…
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The FinReg experts are back to discuss all the latest goings on in financial regulation over the summer as the SEC has been busy with over 30 open initiatives, the number of ESG regulations reaches an alarming height and Europe grapples with the notion of T+1 amid CSDR chaos. Hosted on Acast. See acast.com/privacy for more information.…
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The FinReg experts are back to discuss all the latest goings on in financial regulation in recent weeks including crypto dramas, ESG, the UCITS side-pocket situation, comment windows, PRIIPs KID, the UK/EU divergence and more. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back to discuss the SEC’s proposal to up its disclosure rules for private equity and hedge funds in a bid for greater fee and performance transparency, while the team also discuss CSDR and SupTech. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back for season 3 with lots on the agenda! After discussion their New Year FinRegulutions, we dive into the upcoming settlement regulations in Europe, the SEC’s proposed securities lending reporting rules and regulatory spotlight being placed on cloud service providers. Hosted on Acast. See acast.com/privacy for more informat…
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The FinReg experts are back to catch up on a busy month of regulatory action as ESMA outlines its priorities for 2022 and recommends a SDR buy-in delay, the CFTC takes action on reporting and settlement cycles continue to top the list of industry talking points. Hosted on Acast. See acast.com/privacy for more information.…
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The FinReg experts are back to catch up on a summer of regulatory announcements and whispers including Gary Gensler's stance on digital assets, SFDR, the move to T+1 settlement and more, while it's also one FinReg podcasters last episode. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back to discuss the fallout from the Archegos Capital saga, while we also discuss Europe’s Money Market Funds Regulation, the Settlement Discipline Regime and global compliance fines. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back to discuss the DTCC’s two-year roadmap for transition to shorter settlement, along with the state of Europe’s fund domicile landscape as the UK looks to adapt to life post-Brexit. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back as the post-trade sector has been thrust into the media spotlight amid the Gamestop mayhem that led to clearing and settlement being blamed for retails platforms halting trading in certain stocks. Hosted on Acast. See acast.com/privacy for more information.
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The FinReg experts are back for a new season discussing the impact of Gary Gensler’s appointment as the head of the SEC, the fallout from the latest Brexit updates and, for some reason, Sea shanties. Hosted on Acast. See acast.com/privacy for more information.
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Sean Tuffy, Virginie O’Shea and the GC team are back to discuss the latest FinReg news including the proposed harmonisation of the AIFMD and UCITS frameworks, along with the rollout of SRD II. Hosted on Acast. See acast.com/privacy for more information.
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Sean Tuffy, Virginie O’Shea and the GC team are back to discuss the latest FinReg news and discuss the lingering issues and FinReg worries around Brexit, along with the effectiveness and challenges of regulatory cooperation. Hosted on Acast. See acast.com/privacy for more information.
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Sean Tuffy and Virginie O'Shea are back to discuss the latest FinReg news and dig into the world of regulatory enforcement, discussing whistleblowing, rewards, penalties, the varying approaches from global watchdogs and more. Hosted on Acast. See acast.com/privacy for more information.
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Jon, Joe, Sean and Virginie discuss the notion of the 'new normal' for regulators and the industry alike, along with the cultural changes occurring within custody banks, frustration about the continued reliance on fax machines and the latest news updates including GC's deep dive into BlackRock's ambitions with custodian banks. Hosted on Acast. See …
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Jon, Joe, Sean and Virginie are back to discuss the environmental, social and governance (ESG) regulatory issues following the release of a consultation paper in Europe last week. The episode also catches up on the latest news including an industry blow for hopes of a CSDR alteration and the measures the ECB has taken to avoid collateral shortage. …
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The FinReg cast are back to discuss the latest regulatory developments in the fast-moving COVID-19 environment. We also dive into regulators and their engagement around sandboxes, how compliance teams are handing the crisis, Brexit and which regulator you would rather be quarantined with. As always subscribe and send us your feedback. Hosted on Aca…
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Introducing you to the first episode of Global Custodian's new podcast on financial regulation. Jon, Joe, Virginie and Sean discuss the global approach being taken by regulators, what they are actioning, where delays have been applied and what we can expect in the coming weeks. We also highlight questions around operational resilience, the dependen…
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